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Audit requirements

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Guest user Created:   Jun 11, 2019 Last commented:   Jun 11, 2019

Audit requirements

Is it a requirement (mandatory) of ISO 27001:2015 for the internal or external auditor to do a site visit? I say yes (A.11 Physical & Environmental Security) but I'm getting some pushback from my management.
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ISO 27001 INTERNAL AUDIT REPORT

Document the findings of an internal audit.

ISO 27001 INTERNAL AUDIT REPORT

Document the findings of an internal audit.

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Rhand Leal Jun 11, 2019

Answer:

ISO 27001 does not have a requirement specifically demanding a site visit, but for some requirements (e.g., implementation of corrective actions and continual improvement) and controls (e.g., physical controls like those from Annex A.11) only through an on site observation the auditors can ensure that the ISMS is properly implemented according ISO 27001, so, regardless if it is an internal or external audit, the site visit will be a part of the audit process, specially for certification audits.

In addition, standards that define requirements for certification audit require the certification auditor to perform part of the audit on-site.

This article will provide you further explanation about Planning audits:
- How to prepare for an ISO 27001 internal audit https://advisera.com/27001academy/blog/2016/07/11/how-to-prepare-for-an-iso-27001-internal-audit/

These materials will also help you regarding audits:
- ISO Internal Audit: A Plain English Guide https://advisera.com/books/iso-internal-audit-plain-english-guide/
- ISO 27001:2013 INTERNAL AUDITOR COURSE https://advisera.com/training/iso-27001-internal-auditor-course/

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Jun 11, 2019

Jun 11, 2019

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