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Internal audit results

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Guest user Created:   May 18, 2018 Last commented:   May 18, 2018

Internal audit results

1- Hope all is well with, we conduct an ISO audit as a part of Internal audit plan. What happens if we have repeat minor nonconformity findings (two of them).
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ISO 27001 DOCUMENTATION TOOLKIT

Step-by-step implementation for smaller companies.

ISO 27001 DOCUMENTATION TOOLKIT

Step-by-step implementation for smaller companies.

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Rhand Leal May 18, 2018

Answer: Recurrent nonconformities may indicate a rupture in the management system (a failure in the maintenance of the system), and for certificated systems if such situation is not corrected until the next external audit, this may lead to a major nonconformity, which can compromise the management system certification.

2 - Management has not taken corrective actions. Where in the standard can I find a reference to this.

Answer: If you have evidence that recurrent nonconformities can be related to inaction of management, you can relate this situation as a failure to comply with one of the following clauses:
- 10.1 c): implement any action needed (either to control and correct the nonconformity or, if necessary, prevent that it does not recur or occur elsewhere); or
- 10.1 d): review the effectiveness of any corrective action taken

This article will provide you further explanation about non conformities:
- Major vs. minor nonconformities in the certification audit https://advisera.com/27001academy/blog/2014/06/02/major-vs-minor-nonconformities-in-the-certification-audit/

These materials will also help you regarding non conformities:
- ISO Internal Audit: A Plain English Guide https://advisera.com/books/iso-internal-audit-plain-english-guide/
- ISO 27001:2013 INTERNAL AUDITOR COURSE https://training.advisera.com/se/iso-14001-internal-auditor-course/o-27001-internal-auditor-course/
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May 18, 2018

May 18, 2018

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