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Stage 1 Auditing

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Guest user Created:   Oct 02, 2019 Last commented:   Oct 03, 2019

Stage 1 Auditing

Hi, For stage 1, does a company have to demonstrate that things are actively being done. For example, will an auditor want to see quality review results are recorded, analyzed and actions plans are in place etc?
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ISO 9001 DOCUMENTATION TOOLKIT

Step-by-step implementation for smaller companies.

ISO 9001 DOCUMENTATION TOOLKIT

Step-by-step implementation for smaller companies.

Expert
Carlos Pereira da Cruz Oct 03, 2019

Stage 1 audits are about documentation and are normally performed in a meeting room. The main purpose is to evaluate the design of the management system against the standard, stage 2 audits are performed at the places where people do their jobs and are much more practical, much more about whether the employees are complying with everything that is written in the documentation. This is achieved by means of interviewing the employees, examining the relevant documents, records, forms and guidelines and also by visiting relevant areas of the organization. 

So, normally, during stage 1 audits auditors will not check quality control records although they might want to check management review records.

The following material will provide you more information about certification audits:

- How to prepare your company for the ISO 9001 certification audit - https://advisera.com/9001academy/03/how-to-prepare-your-company-for-the-iso-9001-certification-audit/
- free online training ISO 9001:2015 Foundations Course – https://advisera.com/training/iso-9001-foundations-course/
- book – Preparing for ISO Certification Audit: A Plain English Guide - https://advisera.com/books/preparing-for-iso-certification-audit-plain-english-guide/

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