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Auditing finance department

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Guest user Created:   Oct 07, 2017 Last commented:   Oct 07, 2017

Auditing finance department

Please, how should be audited in the area of finance? what are the processes that should be very careful when doing auditing in the area of accounting and finance?
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ISO 9001 DOCUMENTATION TOOLKIT

Step-by-step implementation for smaller companies.

ISO 9001 DOCUMENTATION TOOLKIT

Step-by-step implementation for smaller companies.

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Strahinja Stojanovic Oct 07, 2017

Answer:

Since the standard doesn't have any requirements regarding accounting and finance, the only way of auditing them is against the organization internal procedures regarding accounting and finance. Department of finance and accounting is often left out from the scope of the QMS, simply because it is perceived that these processes do not affect quality of the product and service and customer satisfaction. In the same way they can be left out from the scope of ISO 9001 internal audit.

For more information, see: ISO 9001 – How to prepare for an internal audit https://advisera.com/9001academy/blog/2017/09/26/iso-9001-how-to-prepare-for-an-internal-audit/

These materials will also help you regarding internal audit:
- Book ISO Internal Audit: A Plain English Guide https://advisera.com/books/iso-internal-audit-plain-english-guide/
- Free online training ISO 9001:2015 Internal Auditor Course https://advisera.com/training/iso-9001-internal-auditor-course/
- Conformio (online tool for ISO 9001) https://advisera.com/conformio/

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Oct 06, 2017

Oct 06, 2017